AdFi
EJ

Eric James Cassel

Investment Adviser Representative at THRIVE CAPITAL MANAGEMENT, LLC

Fort Washington, PACRD #6451443Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
9 yrs
States Registered
1 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Eric James Cassel has worked in the securities industry since 2017. They have passed the Series 65, 63, 7, and 6 examinations. They are registered to provide investment advisory services in Pennsylvania.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Pennsylvania
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/28/2016
Series 63
Uniform Securities Agent State Law Examination
Passed 12/1/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/7/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 7/29/2015

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 - $1,000,0001.50%
$1,000,001 - $2,500,0001.00%
$2,500,001 - $5,000,0000.75%
$5,000,001 - $10,000,0000.50%
Over $10,000,001
Source

Thrive Capital Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

THRIVE CAPITAL MANAGEMENT, LLCCurrent
8/4/2026Fort Washington, PA
VANGUARD ADVISERS, INC.
3/16/20227/27/2026Malvern, PA
WELLS FARGO CLEARING SERVICES, LLC
9/10/201811/10/2020Chesterbrook, PA
CITIZENS SECURITIES, INC.
1/29/20169/14/2017Paoli, PA

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Eric James Cassel has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Eric James Cassel - Financial Advisor in Fort Washington, PA | AdvisorFinder