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Adam R Waller

Investment Adviser Representative at REGISTER FINANCIAL ADVISORS, LLC

ATLANTA, GACRD #7145763Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
7 yrs
States Registered
4 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
AlabamaFloridaGeorgiaSouth Carolina
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/7/2020
Series 7TO
General Securities Representative Examination
Passed 12/14/2019
SIE
Securities Industry Essentials Examination
Passed 11/19/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

REGISTER FINANCIAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGISTER FINANCIAL ASSOCIATES, INC.Current
3/3/2026ATLANTA, GA
EDWARD JONES
12/14/20193/16/2026Marietta, GA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam R Waller has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Adam R Waller - Financial Advisor in ATLANTA, GA | AdvisorFinder