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Andrew Scott May

Investment Adviser Representative at REGISTER FINANCIAL ADVISORS, LLC

ATLANTA, GACRD #2410297Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
33 yrs
States Registered
3 states
Exams Passed
9

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
AlabamaGeorgiaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/23/2005
Series 63
Uniform Securities Agent State Law Examination
Passed 10/29/1993
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 1/2/2023
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 1/2/2023
Series 24
General Securities Principal Examination
Passed 12/19/2000
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 2/2/1999
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 11/22/1994
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 10/12/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

REGISTER FINANCIAL Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGISTER FINANCIAL ASSOCIATES, INC.Current
2/11/2008ATLANTA, GA
TD WATERHOUSE INVESTOR SERVICES, INC.
8/22/19973/3/2005OMAHA, NE
THE VOLUME INVESTOR, INC.
3/8/19965/16/1997NEW YORK, NY
FIRST SOUTHEASTERN SECURITIES GROUP, INCORPORATED
2/16/19963/19/1996TAMPA, FL
SOUTHTRUST INVESTMENT SERVICES, INC.
12/8/19931/3/1995
TRIAD ADVISORS, INC.
12/2/20052/7/2008BIRMINGHAM, AL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Scott May has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Scott May - Financial Advisor in ATLANTA, GA | AdvisorFinder