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Thomas Edward Corrigan

Investment Adviser Representative at REGISTER FINANCIAL ADVISORS, LLC

Alpharetta, GACRD #1015196Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
45 yrs
States Registered
16 states
Exams Passed
4

Registrations & licenses

Registration type
Dual-registered
Registered in 16 states
AlabamaCaliforniaColoradoConnecticutFloridaGeorgiaMarylandMassachusettsMichiganNew JerseyNew YorkNorth CarolinaPennsylvaniaSouth CarolinaTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 10/22/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 2/10/1982
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/17/1981

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Source

Register Financial Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

REGISTER FINANCIAL ADVISORS, LLCCurrent
2/7/2012Alpharetta, GA
REGISTER FINANCIAL ASSOCIATES, INC.Current
1/3/2012Alpharetta, GA
J.P. MORGAN SECURITIES LLC
12/1/20041/9/2012Atlanta, GA
FAHNESTOCK ASSET MANAGEMENT
10/14/200411/23/2004Atlanta, GA

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Thomas Edward Corrigan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Thomas Edward Corrigan - Financial Advisor in Alpharetta, GA | AdvisorFinder