Ari Richard Dardik

Investment Adviser Representative at REGISTER FINANCIAL ADVISORS, LLC

ATLANTA, GACRD #2477594Dual-registered

Disclosure(s) on record — see official records below

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

28 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

GeorgiaPennsylvania

Examinations passed

Series 65

Uniform Investment Adviser Law Examination

Passed 6/5/1998

Series 63

Uniform Securities Agent State Law Examination

Passed 5/29/1998

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 31

Futures Managed Funds Examination

Passed 5/6/2002

Series 7

General Securities Representative Examination

Passed 5/21/1998

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Source

Employment history

Registration history as reported to FINRA, most recent first.

9/15/2023 – ATLANTA, GA

MORGAN STANLEY

8/27/2010 – 9/13/2023Atlanta, GA

PRUDENTIAL SECURITIES INCORPORATED

7/19/2002 – 7/1/2003NEW YORK, NY

WELLS FARGO ADVISORS, LLC

7/1/2003 – 8/30/2010ATLANTA, GA

UBS PAINEWEBBER INC.

6/29/1998 – 8/13/2002WEEHAWKEN, NJ

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ari Richard Dardik has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.