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Adam Ross Shipley

Investment Adviser Representative at EMERSON EQUITY LLC

Hermosa Beach, CACRD #6482848Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
11 yrs
States Registered
14 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Adam Ross Shipley has worked in the securities industry since 2015. They are registered to provide investment advisory services in 14 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 14 states
ArizonaCaliforniaColoradoGeorgiaIdahoIllinoisKentuckyNevadaNew HampshireNew YorkNorth CarolinaOregonTexasWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 11/10/2015
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 6/8/2016
Series 7
General Securities Representative Examination
Passed 2/4/2016

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NORTHWOODS FINANCIAL PARTNERS LLCCurrent
10/24/2024Hermosa Beach, CA
EMERSON EQUITY LLC
7/22/202110/21/2024Irvine, CA
NATIONAL ASSET MANAGEMENT, INC.
3/8/20167/22/2021Newport Beach, CA
SELECT PLANNING GROUP, INC.
4/24/20157/31/2015Irvine, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Adam Ross Shipley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Adam Ross Shipley - Financial Advisor in Hermosa Beach, CA | AdvisorFinder