AdFi
PF

Phillip Falk

Investment Adviser Representative at EMERSON EQUITY LLC

Mckinney, TXCRD #2372997Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
3 states
Exams Passed
5

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Phillip Falk has worked in the securities industry since 1994. They are registered to provide investment advisory services in California, Illinois, and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 3 states
CaliforniaIllinoisTexas
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/21/2018
Series 63
Uniform Securities Agent State Law Examination
Passed 8/26/1993
Series 65
Uniform Investment Adviser Law Examination
Passed 8/19/1993
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 8/9/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.025
Source

Emerson Equity LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

EMERSON EQUITY LLCCurrent
7/23/2021Mckinney, TX
EMERSON EQUITY LLCCurrent
7/22/2021Mckinney, TX
FOURSTAR WEALTH ADVISORS, LLC
2/7/20207/1/2021Lake Forest, IL
BLUESKYE INVESTMENT ADVISERS, LLC
7/30/20193/16/2020Chicago, IL
GREAT POINT ADVISORS LLC
4/13/201812/31/2018Chicago, IL
WORKMAN SECURITIES CORPORATION
10/14/200810/27/2009Lake Forest, IL
ADVANCED EQUITIES, INC.
10/4/200610/24/2008Chicago, IL
CREDIT SUISSE FIRST BOSTON
1/17/20032/14/2003Chicago, IL
DONALDSON LUFKIN & JENRETTE SECURITIES CORPORATION
9/5/20001/17/2003Chicago, IL

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at EMERSON EQUITY LLC

Showing 12 of 122 in the directory

View EMERSON EQUITY LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Phillip Falk has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Phillip Falk - Financial Advisor in Mckinney, TX | AdvisorFinder