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Todd Eugene Taylor

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Tulsa, OKCRD #1449302Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
40 yrs
States Registered
2 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
CaliforniaOklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 1/8/1999
Series 63
Uniform Securities Agent State Law Examination
Passed 1/31/1986
SIE
Securities Industry Essentials Examination
Passed 11/11/2016
Series 3
National Commodity Futures Examination
Passed 11/23/1987
Series 7
General Securities Representative Examination
Passed 1/18/1986

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
1/3/2017Tulsa, OK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
11/26/199011/11/2016Tulsa, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Todd Eugene Taylor has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Todd Eugene Taylor - Financial Advisor in Tulsa, OK | AdvisorFinder