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William Hale Mildren

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Tulsa, OKCRD #334144Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
56 yrs
States Registered
1 states
Exams Passed
10

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 1 states
Oklahoma
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/20/1993
Series 63
Uniform Securities Agent State Law Examination
Passed 9/10/1980
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
PC
AMEX Put and Call Exam
Passed 9/7/1977
Series 1
Registered Representative Examination
Passed 12/5/1969
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 12/16/1994
Series 53
Municipal Securities Principal Examination
Passed 11/7/1988
Series 24
General Securities Principal Examination
Passed 6/7/1988
Series 4
Registered Options Principal Examination
Passed 6/25/1985
Series 12
NYSE Branch Manager Examination
Passed 8/29/1974

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
6/20/2019Tulsa, OK
B RILEY WEALTH MANAGEMENT
12/17/20126/18/2019Tulsa, OK
SANDERS MORRIS HARRIS INC.
6/16/200612/17/2012Tulsa, OK
SMH CAPITAL ADVISORS, INC.
2/18/200412/31/2006Tulsa, OK
U.S. BANCORP PIPER JAFFRAY INC.
6/13/200112/5/2003Tulsa, OK

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at CADENT CAPITAL ADVISORS, LLC

10 other advisors in the directory

View CADENT CAPITAL ADVISORS, LLC firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. William Hale Mildren has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

William Hale Mildren - Financial Advisor in Tulsa, OK | AdvisorFinder