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Philip Andrew Mooberry

Investment Adviser Representative at CADENT CAPITAL ADVISORS, LLC

Tulsa, OKCRD #4451496Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
25 yrs
States Registered
2 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Philip Andrew Mooberry has worked in the securities industry since 2001. They are registered to provide investment advisory services in Oklahoma and Texas.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
OklahomaTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2008
Series 63
Uniform Securities Agent State Law Examination
Passed 11/19/2001
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 7/15/2003
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/14/2001

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

Cadent Capital Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CADENT CAPITAL ADVISORS, LLCCurrent
1/8/2014Tulsa, OK
SOWELL MANAGEMENT SERVICES
9/27/20121/30/2014North Little Rock, AR
H.D. VEST ADVISORY SERVICES, INC
4/1/201110/1/2012Tulsa, OK
MORGAN STANLEY SMITH BARNEY LLC
6/1/20094/19/2011Tulsa, OK
CITIGROUP GLOBAL MARKETS INC.
5/12/20086/1/2009Tulsa, OK

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Philip Andrew Mooberry has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Philip Andrew Mooberry - Financial Advisor in Tulsa, OK | AdvisorFinder