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Danielle M Peters

Investment Adviser Representative at HSBC SECURITIES (USA) INC.

New York, NYCRD #5615456Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
2 states
Exams Passed
7

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Danielle M. Peters has worked in the securities industry since 2009. They have passed the Series 66, 63, 10, 9, 7, and 6 examinations. They are registered to provide investment advisory services in Maryland and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 2 states
MarylandVirginia
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 6/29/2020
Series 63
Uniform Securities Agent State Law Examination
Passed 3/30/2009
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/2/2016
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 2/5/2009
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 5/28/2020
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 2/3/2020

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,0001.50%
Next $250,0001.20%
Next $500,0001.00%
Next $1,000,0000.90%
Next $3,000,0000.80%
Next $5,000,0000.65%
Above $10,000,0000.55%
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

HSBC Securities (USA) Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

HSBC SECURITIES (USA) INC.Current
7/9/2020New York, NY

Official records & sources

Data as of June 26, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Danielle M Peters has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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