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Henry Manuel Nunez

Investment Adviser Representative at AEGIS CAPITAL CORP.

Brewster, NYCRD #5103136Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
17 yrs
States Registered
4 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Henry Manuel Nunez has worked in the securities industry since 2009. They are registered to provide investment advisory services in Connecticut, New Jersey, New York, and South Carolina.

Registrations & licenses

Registration type
Dual-registered
Registered in 4 states
ConnecticutNew JerseyNew YorkSouth Carolina
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 4/7/2017
Series 66
Uniform Combined State Law Examination
Passed 7/24/2007
SIE
Securities Industry Essentials Examination
Passed 5/3/2018
Series 7
General Securities Representative Examination
Passed 4/10/2007

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
8/5/2025Brewster, NY
OSAIC INSTITUTIONS, INC.
1/10/20197/25/2025Scarsdale, NY
AEGIS CAPITAL CORP.
7/21/20257/22/2025New York, NY
CAPITAL ONE ADVISORS, LLC
4/18/20175/3/2018Scarsdale, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
6/17/20111/10/2014New York, NY
CHASE INVESTMENT SERVICES CORP.
7/13/20095/17/2011New York, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
7/25/20076/24/2008Middletown, NY

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Henry Manuel Nunez has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Henry Manuel Nunez - Financial Advisor in Brewster, NY | AdvisorFinder