AdFi
RA

Reilly Austin Carlton

Investment Adviser Representative at AEGIS CAPITAL CORP.

Mclean, VACRD #7769651Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
3 yrs
States Registered
7 states
Exams Passed
4

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Reilly Austin Carlton has worked in the securities industry since 2023. They are registered to provide investment advisory services in Arizona, District of Columbia, Florida, Maryland, South Carolina, Texas, and Virginia.

Registrations & licenses

Registration type
Dual-registered
Registered in 7 states
ArizonaDistrict of ColumbiaFloridaMarylandSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/15/2025
Series 63
Uniform Securities Agent State Law Examination
Passed 4/16/2024
Series 7
General Securities Representative Examination
Passed 10/2/2023
SIE
Securities Industry Essentials Examination
Passed 8/24/2023

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

AEGIS CAPITAL CORP.Current
11/17/2025Mclean, VA
AEGIS CAPITAL CORP.Current
1/16/2024Mclean, VA
UBS FINANCIAL SERVICES INC.
10/2/20232/9/2024Mclean, VA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

Other advisors at AEGIS CAPITAL CORP.

Showing 12 of 101 in the directory

View AEGIS CAPITAL CORP. firm profile
About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Reilly Austin Carlton has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Reilly Austin Carlton - Financial Advisor in Mclean, VA | AdvisorFinder