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Ranjeet Guptara

Investment Adviser Representative at AEGIS CAPITAL CORP.

Franklin, TNCRD #7203719Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
20 states
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Ranjeet Guptara has worked in the securities industry since 2020. They are registered to provide investment advisory services in 20 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 20 states
ArizonaCaliforniaColoradoDistrict of ColumbiaFloridaGeorgiaIowaMichiganNevadaNew HampshireNew JerseyNew MexicoNew YorkNorth CarolinaTennesseeTexasUtahVermontWashingtonWyoming
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 1/22/2020
Series 7
General Securities Representative Examination
Passed 1/3/2020
SIE
Securities Industry Essentials Examination
Passed 12/27/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
First $250,000 (client pays transaction costs)2.50%
Next $750,000 (client pays transaction costs)2.25%
Over $1,000,000 (client pays transaction costs)2.00%
First $250,000 (adviser pays transaction costs)3.00%
Next $750,000 (adviser pays transaction costs)2.75%
Over $1,000,000 (adviser pays transaction costs)2.50%
Source

Aegis Capital Corp. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SAGEPOINT CAPITAL PARTNERS LLCCurrent
5/20/2026Franklin, TN
AEGIS CAPITAL CORP.Current
5/28/2025Nashville, TN
AEGIS CAPITAL CORP.Current
5/28/2025Nashville, TN
UBS FINANCIAL SERVICES INC.
1/22/20205/20/2025Los Angeles, CA

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Ranjeet Guptara has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Ranjeet Guptara - Financial Advisor in Franklin, TN | AdvisorFinder