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JE

John E Banko

Investment Adviser Representative at Silver OAK Securities, Inc.

Parker, COCRD #4629232Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
23 yrs
Exams Passed
3

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

John E. Banko is an investment adviser representative with Silver OAK Securities, Inc. in Parker, CO, where they have been registered since 2006. They have worked in the securities industry since 2003 and have been registered with 5 firms, including Stonebridge Financial Solutions, Inc. and Hornor, Townsend & KENT, Inc. They have passed 3 industry qualification exams, including the Series 66 (combined investment adviser and state securities agent) and Series 7 (general securities representative). They are registered to provide investment advice in Colorado.

Registrations & licenses

Registration type
Dual-registered
As of August 16, 2026, from the advisor's current registrations on SEC IAPD
State registrations
Investment adviser:
Colorado
Broker:
1 state or territory

Colorado

Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.

Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 4/29/2003
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 4/2/2003

Financial-firm registration history

Registration history as reported to FINRA, most recent first.

Silver OAK Securities, Inc.Current
11/19/2007 – Parker, CO
Silver OAK Securities, IncorporatedCurrent
4/24/2006 – Parker, CO
Stonebridge Financial Solutions, Inc.
6/20/2006 – 12/4/2006Lone Tree, CO
Hornor, Townsend & KENT, Inc.
1/19/2005 – 4/26/2006Lone Street, CO
Signator Investors, Inc.
10/13/2004 – 1/21/2005Centennial, CO
AXA Advisors, LLC
4/30/2003 – 8/3/2004Denver, CO

Reported employment history

Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.

  1. PENN Mutual
    Jan 2005 – no end date reportedHorsham, PA
  2. William E. Hopkins & Associates, Inc.
    Apr 2006 – no end date reportedJackson,, TN
  3. SchoolSAFE, Inc.
    Feb 2019 – no end date reportedCentennial, CO

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About Silver OAK Securities, Inc.

These details describe the firm overall. Individual advisors' services, clients, and fees may differ.

Fee arrangements the firm reports

  • Percentage of assets under management
  • Hourly
  • Fixed fee

Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Services the firm offers

Full range of products and services including a wealth management platform designed to simplify digitization, connecting financial leaders to advisors' businesses, with tools covering front office to back office needs.

Financial PlanningPortfolio Management for Individuals and Small BusinessesPortfolio Management for Businesses and InstitutionsPension ConsultingSelection of Other Advisers
Firm areas of expertise
Broker DealerInvestment AdvisoryWealth ManagementIndependent Financial ServicesSEC Registered Investment AdvisorCompliance

Client types the firm serves

IndividualsHigh Net WorthCharitable OrganizationsCorporations

Firm assets under management

$1B–$5B

Firm disclosures (Form ADV)
Disciplinary history reportedVerify on SEC IAPD
Advisors listed on AdvisorFinder:
114
Offices listed on AdvisorFinder:
62
Main office:
Jackson, TN
Founded:
1999
SEC file number:
801-71178

Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.

Form ADV data as of September 9, 2026

View full firm profile

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John E Banko has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

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