Mary C Slane
Investment Adviser Representative at TCP Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Mary C. Slane is an investment adviser representative with TCP Asset Management, LLC in Dublin, OH, where they have been registered since 2017. They have worked in the securities industry since 1999 and have been registered with 4 firms, including Trendency Capital Management, LLC and Sterne AGEE Investment Advisor Services, Inc. They have passed 3 industry qualification exams, including the Series 63 (state securities agent) and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio.
Registrations & licenses
- Investment adviser:
- Ohio
- Broker:
9 states and territories
Georgia, Indiana, Kentucky, Missouri, New York, Ohio, Texas, Virginia, Wyoming
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- SELF EmployedJan 1993 – no end date reportedDublin, OH
- Trendency Capital ManagementDec 2015 – Jan 2017Dublin, OH
- United Planners Financial Services of AmericaJan 2017 – no end date reportedScottsdale, AZ
- TCP Asset Management, LLCDec 2016 – no end date reportedDublin, OH
- Trendency Capital PartnersDec 2015 – Jan 2017Dublin, OH
- Slane Financial GroupMay 2003 – no end date reportedDublin, OH
- Mary SlaneNov 1999 – no end date reportedDublin, OH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TCP Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Full-service independent wealth management, including fiduciary financial advice, financial planning, and ongoing collaboration to support clients' financial independence
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Upper Arlington, OH
- SEC file number:
- 801-108836
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary C Slane has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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