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Mary C Slane

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

Dublin, OHCRD #4050817Investment Adviser Rep
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
27 yrs
States Registered
9 states
Exams Passed
3

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 9 states
GeorgiaIndianaKentuckyMissouriNew YorkOhioTexasVirginiaWyoming
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/9/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 11/18/1999

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

TCP Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCP ASSET MANAGEMENT, LLCCurrent
1/20/2017Dublin, OH
TRENDENCY CAPITAL MANAGEMENT, LLC
12/8/20151/13/2017Dublin, OH
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
1/30/201512/14/2015Birmingham, AL
STERNE AGEE INVESTMENT ADVISOR SERVICES, INC.
5/23/20031/30/2015Dublin, OH
WADDELL & REED, INC.
12/10/19995/28/2003Dublin, OH

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary C Slane has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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