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Benjamin G Randall

Investment Adviser Representative at TCP ASSET MANAGEMENT, LLC

Upper Arlington, OHCRD #7099705Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
6 yrs
States Registered
1 states
Exams Passed
3

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Ohio
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 7/17/2019
Series 7
General Securities Representative Examination
Passed 5/30/2019
SIE
Securities Industry Essentials Examination
Passed 4/11/2019

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.02
Source

TCP Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCP ASSET MANAGEMENT, LLCCurrent
3/15/2022Upper Arlington, OH
MORGAN STANLEY
9/3/20211/21/2022Columbus, OH
EQUITABLE ADVISORS, LLC
7/22/20199/21/2020Columbus, OH

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin G Randall has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin G Randall - Financial Advisor in Upper Arlington, OH | AdvisorFinder