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Nick L Morgan

Investment Adviser Representative at FIRST HEARTLAND CONSULTANTS, INC.

Jackson, MSCRD #4096036Investment Adviser Rep
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
26 yrs
States Registered
11 states
Exams Passed
4

Registrations & licenses

Registration type
Investment Adviser Rep
Registered in 11 states
AlabamaArizonaColoradoFloridaLouisianaMarylandMissouriNorth CarolinaOhioTennesseeTexas
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 6/2/2004
Series 63
Uniform Securities Agent State Law Examination
Passed 4/19/2000
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 4/3/2000

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.0175
Source

First Heartland Consultants, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

FIRST HEARTLAND CONSULTANTS, INC.Current
9/17/2015Jackson, MS
KOVACK ADVISORS, INC.
3/11/20156/19/2015Ridgeland, MS
SIGNATOR INVESTORS, INC.
6/21/20042/5/2015Ridgeland, MS

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Nick L Morgan has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Nick L Morgan - Financial Advisor in Jackson, MS | AdvisorFinder