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Roberta Rosenblatt

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Chatham, NJCRD #4306807Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
24 yrs
States Registered
1 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 5/6/2024
Series 66
Uniform Combined State Law Examination
Passed 4/30/2001
Series 79
Investment Banking Registered Representative Examination
Passed 1/2/2023
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 87
Research Analyst Exam - Part II Regulations Module
Passed 1/28/2011
Series 7
General Securities Representative Examination
Passed 2/12/2001
Series 24
General Securities Principal Examination
Passed 6/6/2006

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Seelaus Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEELAUS ASSET MANAGEMENT, LLCCurrent
5/24/2024Chatham, NJ
ICBC STANDARD SECURITIES INC.
4/5/20063/9/2023New York, NY
STANDARD NEW YORK, INC.
6/19/20152/13/2019New York, NY
SAFDIE INVESTMENT SERVICES CORP.
8/15/20023/13/2006New York, NY
ROCHDALE INVESTMENT MANAGEMENT INC.
2/13/200110/17/2001New York, NY

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Roberta Rosenblatt has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Roberta Rosenblatt - Financial Advisor in Chatham, NJ | AdvisorFinder