Arthur Kingsland Weise

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

CHATHAM, NJCRD #2393971Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

3 yrs

States Registered

2 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 2 states

New JerseyNew York

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 9/10/1993

Series 7

General Securities Representative Examination

Passed 6/10/1994

Series 6

Investment Company Products/Variable Contracts Representative Examination

Passed 9/15/1993

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.015

Source

SEELAUS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

NEW ENGLAND SECURITIES

9/17/1993 – 11/8/1993NEW YORK, NY

PFPC DISTRIBUTORS, INC.

8/21/2000 – 12/31/2000PORTLAND, ME

WARBURG DILLON READ LLC

6/29/1998 – 2/11/2000NEW YORK, NY

SBC WARBURG DILLON READ INC.

10/27/1993 – 6/29/1998STAMFORD, CT

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Arthur Kingsland Weise has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.