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Andrew Miles Khatri

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

CHATHAM, NJCRD #4533691Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
16 yrs
States Registered
1 states
Exams Passed
5

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 8/6/2024
Series 63
Uniform Securities Agent State Law Examination
Passed 6/18/2007
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 6/6/2007
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/17/2002

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

SEELAUS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

CITIGROUP GLOBAL MARKETS INC.
6/7/20072/5/2009NEW YORK, NY
NEW ENGLAND SECURITIES
5/20/200210/30/2002NEW YORK, NY
LORD ABBETT DISTRIBUTOR LLC
4/19/20116/15/2021JERSEY CITY, NJ
MARKETAXESS CORPORATION
3/16/20093/22/2011NEW YORK, NY

Official records & sources

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Andrew Miles Khatri has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Andrew Miles Khatri - Financial Advisor in CHATHAM, NJ | AdvisorFinder