Gary Alan Segal

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Rahway, NJCRD #1144924Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

43 yrs

States Registered

13 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 13 states

ArizonaCaliforniaConnecticutFloridaMassachusettsNew JerseyNew YorkNorth CarolinaOklahomaPennsylvaniaSouth CarolinaVirginiaWashington

Examinations passed

Series 66

Uniform Combined State Law Examination

Passed 10/24/2014

Series 63

Uniform Securities Agent State Law Examination

Passed 9/1/1983

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 8/20/1983

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.015

Source

SEELAUS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

R. SEELAUS & CO., LLCCurrent

4/21/1993 – Chatham, NJ

THOMSON MCKINNON SECURITIES INC.

8/23/1983 – 11/30/1987

MONY SECURITIES CORP.

6/22/1990 – 12/24/1992NEW YORK, NY

BEECHWOOD SECURITIES CORP.

11/2/1987 – 6/12/1990

ESSEX NATIONAL SECURITIES, INC.

1/11/1993 – 3/31/1993NAPA, CA

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Gary Alan Segal has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.