Seelaus Asset Management, LLC
SEC RegisteredA certified women-owned investment firm.
About the firm
Seelaus is a certified women-owned, full-service investment firm bringing quality, service and experience to individual and institutional clients since 1984.
Firm Focus
Client segments reported on the firm's SEC Form ADV — applies to all advisors at the firm.
Areas of expertise
Services
Broker-dealer services including institutional sales and trading, research-driven investment ideas, trade execution and underwriting capabilities; asset management including portfolio management and investment strategies.
Who they serve
Individual and institutional clients, including institutions, foundations and family offices.
| Client segment | Clients | Assets managed |
|---|---|---|
| Individuals (Non-HNW) | 121 | $44M |
| High Net Worth Individuals | 117 | $206M |
| Investment Companies | 0 | — |
| Pooled Investment Vehicles | 0 | $0 |
| Pension/Profit Sharing Plans | 4 | $138M |
| Charitable Organizations | 0 | $0 |
| State/Municipal Entities | 7 | — |
| Insurance Companies | 7 | — |
| Sovereign Wealth Funds | 0 | — |
| Corporations | 0 | $0 |
2 total clients reported on Form ADV.
Leadership
Office locations
Advisors at this firm
20 advisors in the directory
Regulatory & compliance
Data as of March 31, 2026 · Source: SEC IAPD & FINRA BrokerCheck
Contact Information
This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Seelaus Asset Management, LLC has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on the SEC or FINRA websites before making any decision.
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