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Russell A Andrews

Investment Adviser Representative at TCFG INVESTMENT ADVISORS, LLC

Basalt, COCRD #1702479Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
10 states
Exams Passed
6

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Russell A. Andrews has worked in the securities industry since 1987. They are registered to provide investment advisory services in 10 U.S. states.

Registrations & licenses

Registration type
Dual-registered
Registered in 10 states
ArizonaCaliforniaColoradoDelawareFloridaGeorgiaNew YorkNorth CarolinaPennsylvaniaUtah
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 3/13/2001
Series 63
Uniform Securities Agent State Law Examination
Passed 8/27/1987
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 3
National Commodity Futures Examination
Passed 5/2/1995
Series 7
General Securities Representative Examination
Passed 8/15/1987
Series 8
General Securities Sales Supervisor Examination (Options Module & General Module)
Passed 7/1/1994

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Asset tierAnnual rate
$0 to $249,9992.00%
$250,000 to $499,9991.75%
$500,000 to $1,000,0001.50%
$1,000,000 and up1.00%
Source

TCFG Investment Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

TCFG INVESTMENT ADVISORS, LLCCurrent
1/3/2020Basalt, CO
FIRST FINANCIAL EQUITY CORPORATION
4/13/20151/3/2020Snowmass Village, CO
AMERIPRISE FINANCIAL SERVICES, INC.
1/30/20094/16/2015Basalt, CO
RBC CAPITAL MARKETS CORPORATION
9/2/20052/12/2009Aspen, CO
MORGAN STANLEY
1/1/19999/8/2005Centennial, CO

Official records & sources

Data as of May 30, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Russell A Andrews has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Russell A Andrews - Financial Advisor in Basalt, CO | AdvisorFinder