AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
R&

ROEHL & YI INVESTMENT ADVISORS, LLC

EUGENE, OR
RIA

For A Personal Wealth of Reasons

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementRetirement PlansInvestment Advisory+7
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$2.0M
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RM

ROFFMAN MILLER ASSOCIATES INC

PHILADELPHIA, PA
RIA

Fee-Only Advice You Can Trust

AUM
$1B–$5B
Advisors
Offices
1
Founded
1990

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementFinancial PlanningFee-only+8
Fee model
AUM
Account Minimum
$1.0M
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RW

ROGERS WEALTH GROUP, INC.

FORT WORTH, TX
RIA

Welcome to Rogers Wealth Group

AUM
$1B–$5B
Advisors
Offices
1
Founded

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Retirement PlansWealth Management401k+1
Fee model
AUM / Flat Fee
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RI

ROG IX, LLC

HOUSTON, TX
RIA

Investing in Tomorrow's Energy Today

AUM
$100M–$500M
Advisors
Offices
2
Founded
2003

Firm Focus

Pooled Vehicles

Expertise

Energy InvestmentNatural ResourcesOil And Gas+7
Fee model
AUM / Performance-based
Account Minimum
$5.0M
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RM

ROOSEVELT MANAGEMENT COMPANY LLC

NEW YORK, NY
RIA
AUM
Under $100M
Advisors
Offices
3
Founded
2008

Firm Focus

Pension/Profit Sharing

Expertise

Residential Mortgage AssetsMortgage Servicing RightsWhole Loans+3
Fee model
AUM / Performance-based
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RL

ROSCI LAMB, LLC

NEW YORK, NY
RIA

Clarity · Conviction · Calm

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Portfolio ManagementFamily Wealth StewardshipInfrastructure Investing+3
Fee model
AUM / Hourly / Flat Fee
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RM

ROSEMAWR MANAGEMENT LLC

MIAMI BEACH, FL
RIA

Trusted Partner. Creative Capital. Solutions Focused.

AUM
$500M–$1B
Advisors
3
Offices
1
Founded
2008

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Alternative InvestmentsMunicipal FinanceNot-for-profit+5
Fee model
AUM / Performance-based
Account Minimum
$25.0M
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RM

ROSEMEYER MANAGEMENT GROUP

PLATTEVILLE, WI
RIA

Life changes. So should your financial plan.

AUM
$500M–$1B
Advisors
Offices
5
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Investment ManagementRetirement PlanningTax Planning+6
Fee model
AUM / Flat Fee
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RP

ROSE PARK ADVISORS, LLC

BOSTON, MA
RIA

Academically Derived. Empirically Established.

AUM
$500M–$1B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Disruptive InnovationVenture CapitalCompetitive Strategy+4
Fee model
AUM / Performance-based
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R&

ROSSJOHNSON & ASSOCIATES, LLC

PLYMOUTH, MN
RIA

Specializing in Wealth Accumulation, Distribution & Conservation

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth AccumulationWealth DistributionWealth Conservation+2
Fee model
AUM / Commission
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RF

ROTH FINANCIAL PARTNERS LLC

KINGWOOD, TX
RIA

A Newfound Sense of Balance For Your Financial Life

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing

Expertise

Wealth ManagementWealth PreservationTax Planning+7
Fee model
AUM / Hourly / Flat Fee
View profile
RI

ROTHSCHILD INVESTMENT

CHICAGO, IL
RIA

Your Wealth. Your Legacy. Our Responsibility

AUM
$1B–$5B
Advisors
39
Offices
1
Founded
1908

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementInvestment ManagementFinancial Planning+10
Fee model
AUM / Hourly / Flat Fee / Performance-based
View profile
RC

ROTUNDA CAPITAL PARTNERS, LLC

BETHESDA, MD
RIA

Real growth is a journey, and we'll navigate it with you.

AUM
$1B–$5B
Advisors
Offices
2
Founded
2009

Firm Focus

Pooled Vehicles

Expertise

Private EquityIndustrial ServicesDistribution+6
Fee model
AUM / Performance-based / Other
View profile
RI

ROUNDHILL INVESTMENTS

NEW YORK, NY
RIA

Roundhill Investments offers innovative ETFs designed for today's investors

AUM
$5B–$25B
Advisors
4
Offices
1
Founded

Firm Focus

Investment Companies

Expertise

EtfsThematic InvestingWeeklypay+9
Fee model
AUM
View profile
RC

ROUNDVIEW CAPITAL, LLC

PRINCETON, NJ
RIA

Your Family Office

AUM
$1B–$5B
Advisors
Offices
1
Founded
1992

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Family OfficeInvestment ManagementPortfolio Management+7
Fee model
AUM / Flat Fee
Account Minimum
$1.0M
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R2

ROUTE 20 PRIVATE WEALTH INC.

FORT LAUDERDALE, FL
RIA

Globally Diverse, Locally Connected

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net WorthInvestment CompaniesPooled Vehicles

Expertise

Wealth ManagementFiduciary AdvisoryIndependent Advisor Support+5
Fee model
AUM / Performance-based / Other
Account Minimum
$25k
View profile
RC

ROVIN CAPITAL

MESA, AZ
RIA

Financial Decisions Should not Feel Like Guesswork

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+1

Expertise

Business AdvisoryStructured FinanceInsurance Brokerage+7
Fee model
AUM / Hourly / Flat Fee
View profile
RA

ROW ASSET MANAGEMENT, LLC

NEWPORT BEACH, CA
RIA

Quantitative Global Macro Investment Management

AUM
$1B–$5B
Advisors
Offices
2
Founded
2010

Firm Focus

Pooled VehiclesPension/Profit Sharing

Expertise

QuantitativeGlobal MacroInvestment Management
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
RF

ROXBURY FINANCIAL

MOUNT ARLINGTON, NJ
RIA
AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-based FiduciaryRetirement PlanningWealth Creation+3
Fee model
AUM / Flat Fee
View profile
RP

ROYAL PALMS CAPITAL, LLC

N/A
RIA

An Investment Advisory Firm

AUM
$100M–$500M
Advisors
Offices
1
Founded
1983

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment ManagementDiscretionary ManagementRegistered Investment Advisory+1
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
RP

ROYALTY PHARMA MANAGER, LLC

NEW YORK, NY
RIA

Funding the next wave of biopharma innovation

AUM
$5B–$25B
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Biopharmaceutical RoyaltiesLife Sciences FundingBiopharma Innovation+3
Fee model
AUM / Flat Fee / Performance-based / Other
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RF

RPD FUND MANAGEMENT LLC

N/A
RIA

Research Process Discipline

AUM
$100M–$500M
Advisors
Offices
1
Founded

Firm Focus

Pooled Vehicles

Expertise

Fundamental ResearchDeep ValuePublic Markets+1
Fee model
AUM / Performance-based
View profile
RC

RPM CAPITAL MANAGEMENT, LLC

RYE BROOK, NY
RIA

Analysis, Acquisition, and Management of High Yield, Tax Advantaged Securities.

AUM
Under $100M
Advisors
Offices
1
Founded

Firm Focus

High Net Worth

Expertise

High Yield SecuritiesTax Advantaged SecuritiesIncome Investing+5
Fee model
AUM / Other
View profile
RC

RRA CAPITAL

PHOENIX, AZ
RIA

CERTAINTY. SPEED. RRA.

AUM
$500M–$1B
Advisors
Offices
2
Founded

Firm Focus

Pooled Vehicles

Expertise

Commercial Real EstateBridge LendingPrivate Credit+2
Fee model
AUM / Performance-based / Other
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 147 | AdvisorFinder