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Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
SW

SOLIDARITY WEALTH, LLC

LEHI, UT
RIA

Together, we navigate the unique challenges of wealth to better plan your financial future.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementMulti-family OfficeEstate Planning+11
Fee model
AUM / Flat Fee / Subscription
Account Minimum
$5.0M
View profile
SP

SOLID POINT WEALTH ADVISORS, LLC

N/A
RIA

Focused On Managing Risk While Meeting Client Goals

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Risk ManagementWealth AdvisoryClient Goals
Fee model
AUM
View profile
SF

SOLITUDE FINANCIAL SERVICES, INC.

CHARLOTTESVILLE, VA
RIA

Leave the Crowd Behind

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2011

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPilot Financial PlanningPRAP Management+6
Fee model
AUM / Hourly
View profile
SH

SOLOMAN HILL I LLC

N/A
RIA

We Think Global

AUM
Under $100M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Investment ManagementAsset ManagementPortfolio Management+2
Fee model
AUM
Account Minimum
$10.0M
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SL

SOLPACIFIC, LLC

DULUTH, MN
RIA

Investors First – Always

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1991

Firm Focus

Pooled Vehicles

Expertise

Real Estate InvestmentMultifamily HousingAffordable Housing+7
Fee model
Performance-based
Account Minimum
$300k
View profile
SI

SOLTIS INVESTMENT ADVISORS, LLC

ST. GEORGE, UT
RIA

Trade Your Financial Worries For More

AUM
$5B–$25B
Advisors
—
Offices
8
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementRetirement PlanningFee-only+4
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$750k
View profile
SC

SOLYCO CAPITAL LLC

ROCHESTER, MI
RIA

Strategy | Action | Strength

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityCapital SolutionsStrategic Advising+6
Fee model
Flat Fee
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SG

SOMERSET GROUP LLC

WAYZATA, MN
RIA

Feel confident about your financial future.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPortfolio ManagementFinancial Planning+5
Fee model
AUM
View profile
SC

SONE CAPITAL MANAGEMENT, LLC

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Market-neutralSystematic InvestingQuantitative Signals+3
Fee model
AUM / Performance-based / Other
View profile
SL

SONNET, LLC

SPRING, TX
RIA

Quality, Comprehensive, Efficient Money Management

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations

Expertise

Model PortfoliosStrategic InvestingTactical Investing+7
Fee model
AUM
Account Minimum
$5k
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SB

SONOMA BRANDS CAPITAL

SONOMA, CA
RIA

We Are Growth Partners

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityConsumer BrandsGrowth-stage Investing+11
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
SP

SONOMA PRIVATE WEALTH LLC

NOVATO, CA
RIA

Doing Well By Doing Good.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

ESG InvestingFinancial PlanningWealth Planning+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
SI

SOPHIS INVESTMENTS LLC

NEW YORK, NY
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPooled VehiclesPension/Profit Sharing

Expertise

Value InvestingFundamental AnalysisBottom-up Research+6
Fee model
AUM / Performance-based
View profile
SF

SOUND FUTURES

N/A
RIA

Empowering musicians to invest wisely

AUM
Not disclosed
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthState/Municipal

Expertise

Automated InvestingMusic RoyaltiesIndex Funds+4
Fee model
AUM
View profile
SC

SOUNDHAVEN CAPITAL MANAGEMENT

N/A
RIA

An SEC Registered Investment Advisory firm dedicated to helping clients secure their financial futures.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Investment AdvisoryPrivate Client ServicesBusiness Retirement Services
Fee model
AUM / Flat Fee
Account Minimum
$100k
View profile
SI

SOUND INCOME STRATEGIES, LLC

FORT LAUDERDALE, FL
RIA
AUM
$1B–$5B
Advisors
1
Offices
63
Founded
—

Firm Focus

IndividualsHigh Net WorthInvestment Companies

Expertise

Retirement PlanningIncome InvestingConservative Investments+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$25k
View profile
SP

SOUND POINT COMMERCIAL REAL ESTATE FINANCE LLC

NEW YORK, NY
RIA
AUM
$1B–$5B
Advisors
—
Offices
4
Founded
2016

Firm Focus

Pension/Profit Sharing

Expertise

Commercial Real EstateBridge LoansFirst Mortgage Loans+4
Fee model
AUM / Other
View profile
SS

SOUND STEWARDSHIP, LLC

OVERLAND PARK, KS
RIA

Principled Wealth Planning for Lasting Impact

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2004

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Fee-only Financial PlanningComprehensive Wealth PlanningTax Planning+7
Fee model
AUM / Hourly / Flat Fee / Other
View profile
SA

SOUNDVIEW ADVISORS

OLYMPIA, WA
RIA

Take a step towards peace of mind.

AUM
$100M–$500M
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial Life PlanningFee-only+8
Fee model
AUM
View profile
SC

SOUNDWATCH CAPITAL, LLC

ROWAYTON, CT
RIA

BUY, HOLD & HEDGE™

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

Investment CompaniesPension/Profit Sharing

Expertise

OptionsExchange Traded FundsSeparately Managed Accounts+2
Fee model
AUM
Account Minimum
$250k
View profile
SC

SOURCE CAPITAL, LLC

ATLANTA, GA
RIA

Where Partnerships, Growth & Expertise Unite!

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2002

Firm Focus

Pooled Vehicles

Expertise

Private EquityLower Middle MarketEquity Capital+5
Fee model
AUM / Performance-based
View profile
SG

SOURCEROCK GROUP LLC

DENVER, CO
RIA

Investing Across the Energy Ecosystem

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Energy EquitiesTraditional EnergyAlternative Energy+7
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
SA

SOUTHBRIDGE ADVISORS, LLC

MARIETA, GA
RIA

PURSUE FINANCIAL FREEDOM

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningFinancial Planning+7
Fee model
AUM / Hourly / Flat Fee
View profile
SC

SOUTH COVE FINANCIAL, LLC

N/A
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Wealth ManagementPortfolio ManagementRetirement Planning+10
Fee model
AUM
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 159 | AdvisorFinder