Albert Quentin Murray III

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

CHATHAM, NJCRD #1032639Dual-registered

No disclosures on record

Sourced from SEC IAPD & FINRA BrokerCheck

Years of Experience

43 yrs

States Registered

9 states

Exams Passed

Registrations & licenses

Registration type

Dual-registered

Registered in 9 states

CaliforniaConnecticutIllinoisMassachusettsNew JerseyNew YorkOregonPennsylvaniaWashington

Examinations passed

Series 63

Uniform Securities Agent State Law Examination

Passed 3/19/1992

Series 53

Municipal Securities Principal Examination

Passed 6/12/2018

Series 10

General Securities Sales Supervisor - General Module Examination

Passed 7/22/2005

Series 9

General Securities Sales Supervisor - Options Module Examination

Passed 7/6/2005

Series 99TO

Operations Professional Examination

Passed 1/2/2023

SIE

Securities Industry Essentials Examination

Passed 10/1/2018

Series 7

General Securities Representative Examination

Passed 2/18/1992

Series 52

Municipal Securities Representative Examination

Passed 6/11/1982

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model

Assets Under Management (AUM)

Blended rate

0.015

Source

SEELAUS ASSET Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

R. SEELAUS & CO., LLCCurrent

6/21/2017 – Chatham, NJ

GLEACHER & COMPANY SECURITIES, INC.

7/8/2009 – 4/19/2013NEW YORK, NY

HSBC SECURITIES (USA) INC.

7/15/2004 – 5/23/2006NEW YORK CITY, NY

J. J. KENNY CO., INC.

6/28/1982 – 4/16/1985

LEHMAN BROTHERS INC.

6/21/1991 – 6/9/2004NEW YORK, NY

LEHMAN GOVERNMENT SECURITIES INC.

6/21/1991 – 10/23/1995

LEHMAN SPECIAL SECURITIES INC.

6/21/1991 – 7/18/1994

BANC OF AMERICA SECURITIES LLC

6/20/2006 – 5/4/2009NEW YORK, NY

STIFEL, NICOLAUS & COMPANY, INCORPORATED

6/10/2013 – 6/20/2017FLORHAM PARK, NJ

CANTOR FITZGERALD FIXED INCOME BROKERS, INC.

1/25/1991 – 5/16/1991NEW YORK, NY

CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.

1/24/1985 – 1/25/1991

Official records & sources

FINRA BrokerCheck record

Official broker registration & regulatory record

SEC IAPD record

SEC investment adviser registration record

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Albert Quentin Murray III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.