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Albert Quentin Murray III

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Chatham, NJCRD #1032639Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
43 yrs
States Registered
1 states
Exams Passed
8

Professional summary

Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.

Albert Quentin Murray III has worked in the securities industry since 1983. They have passed the Series 99, 63, 53, 52, 10, 9, and 7 examinations. They are registered to provide investment advisory services in New Jersey.

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
New Jersey
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 3/19/1992
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 2/18/1992
Series 52
Municipal Securities Representative Examination
Passed 6/11/1982
Series 53
Municipal Securities Principal Examination
Passed 6/12/2018
Series 10
General Securities Sales Supervisor - General Module Examination
Passed 7/22/2005
Series 9
General Securities Sales Supervisor - Options Module Examination
Passed 7/6/2005

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Seelaus Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEELAUS ASSET MANAGEMENT, LLCCurrent
8/5/2021Chatham, NJ
STIFEL, NICOLAUS & COMPANY, INCORPORATED
6/10/20136/20/2017Florham Park, NJ
GLEACHER & COMPANY SECURITIES, INC.
7/8/20094/19/2013New York, NY
BANC OF AMERICA SECURITIES LLC
6/20/20065/4/2009New York, NY
HSBC SECURITIES (USA) INC.
7/15/20045/23/2006New York City, NY
LEHMAN BROTHERS INC.
6/21/19916/9/2004New York, NY
LEHMAN GOVERNMENT SECURITIES INC.
6/21/199110/23/1995
LEHMAN SPECIAL SECURITIES INC.
6/21/19917/18/1994
CANTOR FITZGERALD FIXED INCOME BROKERS, INC.
1/25/19915/16/1991New York, NY
CANTOR, FITZGERALD MUNICIPAL BROKERS, INC.
1/24/19851/25/1991
J. J. KENNY CO., INC.
6/28/19824/16/1985

Official records & sources

Data as of May 29, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Albert Quentin Murray III has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

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Albert Quentin Murray III - Financial Advisor in Chatham, NJ | AdvisorFinder