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Mary McCurdy Parker

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Summit, NJCRD #837964Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
32 yrs
States Registered
12 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 12 states
CaliforniaFloridaGeorgiaIndianaMassachusettsNew JerseyNew YorkOhioPennsylvaniaSouth CarolinaTexasVirginia
Examinations passed
Series 65
Uniform Investment Adviser Law Examination
Passed 11/13/2007
Series 63
Uniform Securities Agent State Law Examination
Passed 7/7/1994
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
Series 57
Securities Trader Exam
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 55
Limited Representative-Equity Trader Exam
Passed 9/17/1999
Series 7
General Securities Representative Examination
Passed 4/18/1994
Series 4
Registered Options Principal Examination
Passed 2/14/2001
Series 53
Municipal Securities Principal Examination
Passed 1/23/1998
Series 24
General Securities Principal Examination
Passed 8/1/1997

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Seelaus Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEELAUS ASSET MANAGEMENT, LLCCurrent
1/28/2013Summit, NJ
R. SEELAUS & CO., LLCCurrent
9/8/2006Summit, NJ
R. SEELAUS & CO., INC.
1/21/20094/4/2013Summit, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Mary McCurdy Parker has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Mary McCurdy Parker - Financial Advisor in Summit, NJ | AdvisorFinder