John Matthew Riley
Investment Adviser Representative at TCP Asset Management, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
John Matthew Riley is an investment adviser representative with TCP Asset Management, LLC in Columbus, OH, where they have been registered since 2017. They have worked in the securities industry since 1993 and have been registered with 4 firms, including Trendency Capital Management, LLC and Securities America Advisors, Inc. They have passed 4 industry qualification exams, including the Series 65 (investment adviser), Series 63 (state securities agent), and Series 6 (investment company and variable products). They are registered to provide investment advice in Ohio and Texas.
Office
Advisors at this office: 3
Branch office as filed with FINRA, counting current advisors in the directory who work there.
Registrations & licenses
- Investment adviser:
- Ohio, Texas
- Broker:
12 states and territories
Arizona, California, Florida, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Texas, Vermont, Washington, West Virginia
Registration requirements vary by state and service. Contact the advisor's firm to confirm whether they can serve you.
Financial-firm registration history
Registration history as reported to FINRA, most recent first.
Reported employment history
Employment the advisor reported on their SEC/FINRA filings, as of October 8, 2026. It may not be a complete history.
- Trendency Capital Management LLC.Feb 2015 – Jan 2017Columbus, OH
- United Planners Financial Services of AmericaDec 2016 – no end date reportedScottsdale, AZ
- TCP Asset Management, LLCJan 2017 – no end date reportedColumbus, OH
- Trendency Capital PartnersDec 2016 – no end date reportedColumbus, OH
- Riley Benefits & Invstment GroupJan 2015 – no end date reportedColumbus, OH
- Riley Benefits & Investment Group, LLCDec 2016 – no end date reportedColumbus, OH
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
About TCP Asset Management, LLC
These details describe the firm overall. Individual advisors' services, clients, and fees may differ.
Fee arrangements the firm reports
- Percentage of assets under management
- Hourly
- Fixed fee
- Other
- Estimated blended rate
- 0.02
Arrangements the firm reports on its Form ADV; this advisor may not charge every fee listed. Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
Services the firm offers
Full-service independent wealth management, including fiduciary financial advice, financial planning, and ongoing collaboration to support clients' financial independence
Client types the firm serves
Firm assets under management
$1B–$5B
- Firm disclosures (Form ADV)
- No disciplinary history reportedVerify on SEC IAPD
- Advisors listed on AdvisorFinder:
- 25
- Offices listed on AdvisorFinder:
- 10
- Main office:
- Upper Arlington, OH
- SEC file number:
- 801-108836
Counts reflect AdvisorFinder directory coverage, not necessarily the firm's complete network.
Form ADV data as of September 28, 2026
View full firm profileOther advisors at TCP Asset Management, LLC
Showing 12 of 25 in the directory
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This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. John Matthew Riley has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.
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