Henry James Zhai
Investment Adviser Representative at ARETE WEALTH ADVISORS, LLC
Professional summary
Compiled by AdvisorFinder from public regulatory records. This advisor has not provided a personal biography.
Henry James Zhai has worked in the securities industry since 2025. They have passed the Series 66 and 7 examinations. They are registered to provide investment advisory services in New York.
Registrations & licenses
Approximate fees
Estimated from the firm's Form ADV — individual terms may differ. Not a quote.
| Asset tier | Annual rate |
|---|---|
| $0 - $249,000 | 3.00% |
| $250,000 - $749,999 | 2.50% |
| $750,000 - $1,499,999 | 2.00% |
| $1,500,000 - $4,999,999 | 1.75% |
| $5,000,000 and over | 1.50% |
Firm-stated minimum; may be waived at the firm's discretion.
Arete Wealth Advisors, LLC Form ADV Part 2A (Item 5), most recent annual amendment.
Employment history
Registration history as reported to FINRA, most recent first.
Official records & sources
Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck
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