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Susan Mae Evans

Investment Adviser Representative at NBC SECURITIES, INC.

Farmington, MOCRD #1477055Dual-registered
Disclosure(s) on record — verify on FINRA BrokerCheck
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
39 yrs
States Registered
1 states
Exams Passed
10

Registrations & licenses

Registration type
Dual-registered
Registered in 1 states
Missouri
Examinations passed
Series 63
Uniform Securities Agent State Law Examination
Passed 4/28/1987
Series 99
Operations Professional Examination
Passed 1/2/2023
Series 52
Municipal Securities Representative Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 7
General Securities Representative Examination
Passed 10/17/1987
Series 6
Investment Company Products/Variable Contracts Representative Examination
Passed 5/26/1987
Series 14
Compliance Officer Examination
Passed 1/2/2023
Series 53
Municipal Securities Principal Examination
Passed 10/16/2006
Series 24
General Securities Principal Examination
Passed 4/23/1990
Series 27
Financial and Operations Principal Examination
Passed 11/18/1987

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Account minimum: $50,000

Firm-stated minimum; may be waived at the firm's discretion.

Source

NBC Securities, Inc. Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

LANARK FINANCIAL, INC.Current
6/6/2019Farmington, MO
LANARK FINANCIAL, INC.Current
6/6/2019Farmington, MO
FIRST STATE FINANCIAL MANAGEMENT
3/3/20158/19/2019Farmington, MO

Official records & sources

Data as of August 10, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Susan Mae Evans has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Susan Mae Evans - Financial Advisor in Farmington, MO | AdvisorFinder