AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
TM

THE MUSTICO FINANCIAL GROUP, INC.

ELMIRA, NY
RIA
AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningComprehensive PlanningInvestment Management+3
Fee model
AUM / Hourly
Account Minimum
$100k
View profile
TN

THE NESTEGG GROUP, INC.

LINCOLNWOOD, IL
RIA

Taking steps today, to enjoy tomorrow.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1993

Firm Focus

High Net Worth

Expertise

Investment PortfoliosPortfolio ManagementInvestment Advisory+4
Fee model
AUM
Account Minimum
$200k
View profile
TN

THE NORTHSTAR GROUP, INC.

NEW YORK, NY
RIA

An investment in knowledge pays the best interest.

AUM
$1B–$5B
Advisors
4
Offices
1
Founded
—

Firm Focus

High Net WorthCharitable Organizations

Expertise

Investment ManagementRetirement PlanningFinancial Planning+3
Fee model
AUM / Hourly / Flat Fee
View profile
TP

THE PACIFIC FINANCIAL GROUP, INC.

NASHVILLE, TN
RIA

Leading the Way.

AUM
$5B–$25B
Advisors
1
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

TAMPSDBA Management401(k)+7
Fee model
AUM
Account Minimum
$5k
View profile
TP

THE PERSONAL WEALTH COACH

SALADO, TX
RIA

If you think about it, investors only need two things from Wall Street: someone they can trust, someone they can count on.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2007

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial CoachingInvestment ManagementFee-based Fiduciary+5
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
TP

THE PHOENIX FUND ADVISOR LLC

GUAYNABO, PR
RIA

A Puerto Rico private equity fund.

AUM
$500M–$1B
Advisors
1
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityPuerto RicoEnergy+11
Fee model
Performance-based
View profile
TP

THE PLANNER'S EDGE LLC

MERCER ISLAND, WA
RIA

Let's Build your Financial Future Together!

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Financial PlanningInvestment ManagementRetirement Planning+6
Fee model
AUM / Hourly / Flat Fee
View profile
TP

THE PORTFOLIO STRATEGY GROUP, LLC

WHITE PLAINS, NY
RIA

The Family Behind Your Family

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
1990

Firm Focus

IndividualsHigh Net WorthPooled Vehicles+2

Expertise

Wealth PlanningInvestment ManagementInstitutional Approach+12
Fee model
AUM / Hourly / Performance-based
Account Minimum
$2.0M
View profile
TP

THE PRACTICAL PLANNER

GROTON, MA
RIA

FEE-ONLY, TAX FOCUSED, FINANCIAL PLANNING AND WEALTH MANAGEMENT

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-onlyTax-focusedFinancial Planning+10
Fee model
AUM / Flat Fee
View profile
TP

THE PRAEDIUM GROUP LLC

BOCA RATON, FL
RIA

Creative DealS. Focused Management.

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Real Estate Private EquityMultifamilyMarket Rate Residential+3
Fee model
AUM / Performance-based
View profile
TP

THE PRIVATE INVESTMENT GROUP, INC.

KETTERING, OH
RIA

Independent Investment Advisors Assisting You in Realizing Your Financial Dreams

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Investment AdvisoryRetirement PlanningWealth Building+3
Fee model
AUM / Flat Fee
View profile
TP

THE PROSPERITY PEOPLE

BELLEVUE, KY
RIA

Why settle for just performance, When You Could Prosper?

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Financial PlanningInvestment StrategyLife Planning+2
Fee model
AUM / Hourly / Flat Fee
View profile
TP

THE PUTNEY FINANCIAL GROUP LLC

SAN RAFAEL, CA
RIA

Charting the Way Toward Financial Independence

AUM
$100M–$500M
Advisors
4
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthInsurance Companies

Expertise

Financial PlanningPortfolio ManagementHolistic Wealth Management+4
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$250k
View profile
TR

THE RENN WEALTH MANAGEMENT GROUP, INC.

ATLANTA, GA
RIA

For insight beyond investments

AUM
$100M–$500M
Advisors
3
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningInvestment ManagementMultigenerational Families+3
Fee model
AUM / Hourly / Flat Fee / Other
Account Minimum
$1.0M
View profile
TR

THE RETIREMENT PLANNING COMPANY OF NEW ENGLAND, INC.

WARWICK, RI
RIA
AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Retirement PlanningWealth PreservationEstate Conservation+4
Fee model
AUM / Commission / Hourly / Flat Fee
Account Minimum
$500k
View profile
TR

THE RETIREMENT PLANNING GROUP, LLC

LEAWOOD, KS
RIA

Retirement Isn't A Solo Journey – So Go Beyond A Solo Advisor

AUM
$1B–$5B
Advisors
—
Offices
3
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningWealth ManagementTax Planning+5
Fee model
AUM / Flat Fee
View profile
TS

THE SCOTT S. JAMES COMPANY

FALLS CHURCH, VA
RIA

Where Meeting Your Goals Is our Goal ®

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
1996

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningAsset AllocationBudgeting+3
Fee model
AUM / Hourly
View profile
TS

THE SHER WEALTH MANAGEMENT GROUP

NEEDHAM, MA
RIA

Financial Guidance

AUM
$100M–$500M
Advisors
2
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementRetirement PlanningEstate Planning+5
Fee model
AUM
Account Minimum
$250k
View profile
TS

THE STERLING GROUP

PASADENA, CA
RIA

Building Legacies Preserving Wealth

AUM
$100M–$500M
Advisors
3
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthState/Municipal

Expertise

Wealth ManagementFinancial PlanningInvestment Management+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
TS

THE STEWARDSHIP CENTER, INC.

N/A
RIA

Faith Based Investing

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1995

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Faith-based InvestingValues-based ScreeningImpact Investing+6
Fee model
AUM / Hourly
View profile
TS

THE SUM

THE WOODLANDS, TX
RIA

Tax Planning for Successful Professionals

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Tax PreparationTax PlanningBookkeeping+8
Fee model
Hourly / Flat Fee
View profile
TV

THE VISTRIA GROUP, LP

CHICAGO, IL
RIA

A new perspective on investing.

AUM
$5B–$25B
Advisors
—
Offices
3
Founded
2013

Firm Focus

Pooled Vehicles

Expertise

Private EquityImpact InvestingMiddle Market+7
Fee model
AUM / Performance-based / Other
View profile
TW

THE WEALTH ADVANTAGE GROUP, INC.

COLUMBUS, OH
RIA

Sound Management for a Secure Financial Future

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Fee-only Investment ConsultingFinancial PlanningRetirement Planning+8
Fee model
AUM / Hourly / Flat Fee
View profile
TW

THE WEALTHGARDEN F.S. LLC

EL SEGUNDO, CA
RIA

Where Your Financial Goals Take Root & Your Future Grows with Expert Care

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningFiduciaryBoutique Independent Firm+3
Fee model
AUM / Hourly / Flat Fee
View profile

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Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 172 | AdvisorFinder