AdFi

Browse financial advisory firms

Compare registered investment advisers and broker-dealers by assets, services, fees, and more.

Showing 24 firms (page 2+)
WP

WAGNER PLANNING

LAKE OSWEGO, OR
RIA
AUM
$100M–$500M
Advisors
1
Offices
1
Founded
2001

Firm Focus

IndividualsHigh Net Worth

Expertise

Retirement PlanningFinancial PlanningInvestment Management+6
Fee model
AUM / Hourly / Flat Fee
View profile
WW

WAGNER WEALTH MANAGEMENT, CORP.

CONYNGHAM, PA
RIA

Helping clients manage risk in an ever-changing world.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2010

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Financial PlanningWealth ManagementInvestment Management+6
Fee model
AUM
View profile
WA

WALKER ASSET MANAGEMENT, LLC

N/A
RIA
AUM
$100M–$500M
Advisors
—
Offices
2
Founded
2016

Firm Focus

IndividualsHigh Net Worth

Expertise

Long Term Investing
Fee model
AUM
View profile
WC

WALK-ON CAPITAL, LLC

LOS ANGELES, CA
RIA

A trusted platform to partner with outstanding entrepreneurs to excel together.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Entrepreneurial PartnershipsGrowth CapitalPrivate Investment
Fee model
AUM / Performance-based
Account Minimum
$1.0M
View profile
WL

WALLED LAKE PLANNING & WEALTH MANAGEMENT, LLC

HIGHLAND PARK, IL
RIA

We exist so you can focus on your life, instead of your finances.

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

Financial PlanningWealth ManagementRetirement Planning+6
Fee model
AUM
View profile
WA

WALLINGTON ASSET MANAGEMENT

INDIANAPOLIS, IN
RIA

Wealth Management for Peace of Mind

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+2

Expertise

Wealth ManagementPrivate Investment ManagementFinancial Planning+6
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
WS

WALL STREET INVESTMENT MANAGEMENT, LLC

N/A
RIA

WSIM PARTNERS: CONNECTING STRATEGY WITH EXECUTION

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Investment ManagementRegistered Investment AdvisorProprietary Models+2
Fee model
AUM / Other
Account Minimum
$100k
View profile
WI

WALSKY INVESTMENT MANAGEMENT INC

WYOMISSING, PA
RIA

The Company Investors Trust

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

High Net WorthPension/Profit SharingCharitable Organizations+1

Expertise

Private Wealth ManagementRegistered Investment AdvisorDividend Investing+3
Fee model
AUM
Account Minimum
$250k
View profile
WC

WARANA CAPITAL, LLC

NEW YORK, NY
RIA

Warana Capital is a specialist liquidity provider for illiquid assets across global markets

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
2010

Firm Focus

Pooled Vehicles

Expertise

Illiquid AssetsSecondary MarketFund Secondaries+7
Fee model
AUM / Flat Fee / Performance-based
Account Minimum
$250k
View profile
W&

WARD & ASSOCIATES

SAN DIEGO, CA
RIA

Planning And Investing For Your Future

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthPension/Profit Sharing+1

Expertise

Wealth ManagementInvestment AdvisoryFee-only+5
Fee model
AUM / Hourly
Account Minimum
$1.0M
View profile
WF

WARNER FINANCIAL, INC

BETHESDA, MD
RIA

Retire Right

AUM
$500M–$1B
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net Worth

Expertise

FiduciaryFee-onlyInvestment Management+3
Fee model
AUM / Hourly / Flat Fee
Account Minimum
$1.0M
View profile
WL

WARNKE/NICHOLS LTD.

DELAFIELD, WI
RIA

Investing with a Margin of Safety

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
1993

Firm Focus

High Net Worth

Expertise

Value InvestingEquity ManagementBalanced Accounts+5
Fee model
AUM / Hourly
View profile
WE

WARREN EQUITY PARTNERS MANAGER, L.P.

JACKSONVILLE BEACH, FL
RIA

Investing to create a better future.

AUM
$5B–$25B
Advisors
—
Offices
3
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Private EquityInfrastructureFacilities+13
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
WC

WARWICK CAPITAL PARTNERS (US) LP

STAMFORD, CT
RIA

Alternative Alpha Solutions

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Alternative InvestmentsEuropean Special SituationsU.S. Clos+5
Fee model
AUM / Performance-based
View profile
WH

WASATCH HEALTH PARTNERS

SALT LAKE CITY, UT
RIA

Flexible Capital for Healthcare's Essential Innovations

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2025

Firm Focus

Pooled Vehicles

Expertise

Healthcare InvestingFlexible CapitalEquity+6
Fee model
AUM / Other
View profile
WC

WASHINGTON CROSSING ADVISORS LLC

MORRISTOWN, NJ
RIA

To Serve Clients and Their Trusted Advisors

AUM
$1B–$5B
Advisors
5
Offices
3
Founded
—

Firm Focus

High Net WorthPension/Profit Sharing

Expertise

Equity InvestingAsset AllocationFixed Income+5
Fee model
AUM
Account Minimum
$25k
View profile
WH

WASHINGTON HARBOUR PARTNERS LP

ARLINGTON, VA
RIA

Opportunistic investing to drive growth

AUM
$1B–$5B
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

CybersecurityGovernment TechnologyEnterprise Technology+5
Fee model
AUM / Performance-based
View profile
WT

WASHINGTON TRUST ADVISORS

WELLESLEY, MA
RIA

Your complete wealth story

AUM
$1B–$5B
Advisors
—
Offices
2
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Financial PlanningInvestment ManagementFiduciary Services+6
Fee model
AUM / Flat Fee
Account Minimum
$1.5M
View profile
WS

W.A. SMITH FINANCIAL GROUP

SANDUSKY, OH
RIA

Custom financial planning built around your goals

AUM
$1B–$5B
Advisors
—
Offices
4
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningIncome PlanningFinancial Planning+1
Fee model
AUM / Flat Fee
Account Minimum
$250k
View profile
WA

WATCHTOWER ADVISORS, LP

OLD GREENWICH, CT
RIA
AUM
$100M–$500M
Advisors
—
Offices
1
Founded
2019

Firm Focus

Pooled Vehicles

Expertise

Public EquityContrarian InvestingLong-short Equity+4
Fee model
AUM / Performance-based
Account Minimum
$5.0M
View profile
WF

WATERCOLOR FINANCIAL

AUSTIN, TX
RIA

Helping you paint your life journey.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations

Expertise

Wealth ManagementFinancial PlanningRetirement Planning+4
Fee model
AUM
Account Minimum
$1.0M
View profile
WL

WATEREQUITY LLC

KANSAS CITY, MO
RIA

WaterEquity puts capital to work to help deliver universal access to safe water and sanitation.

AUM
$100M–$500M
Advisors
—
Offices
1
Founded
—

Firm Focus

Pooled Vehicles

Expertise

Water And SanitationImpact InvestingEmerging Markets+7
Fee model
AUM / Performance-based / Other
Account Minimum
$500k
View profile
WC

WATERFORD CAPITAL INVESTMENT ADVISORY SERVICES LLC

ADDISON, TX
RIA

Waterford is dedicated to managing and minimizing portfolio risk for our clients.

AUM
$100M–$500M
Advisors
3
Offices
1
Founded
—

Firm Focus

High Net Worth

Expertise

Portfolio Risk ManagementInvestment AdvisoryAsset Management+7
Fee model
AUM
Account Minimum
$5.0M
View profile
WC

WATERLOO CAPITAL

AUSTIN, TX
RIA

Financial Solutions. Sound Advice.

AUM
$1B–$5B
Advisors
2
Offices
8
Founded
—

Firm Focus

IndividualsHigh Net WorthCharitable Organizations+1

Expertise

Retirement PlanningInvestment ConsultingWealth Management+2
Fee model
AUM / Commission / Hourly / Flat Fee
Account Minimum
$1.0M
View profile

Looking for the right firm?

Get personalized recommendations based on your financial goals and needs.

Get matched→
Disclaimer

This directory contains publicly available information from SEC IAPD (Investment Adviser Public Disclosure) and FINRA BrokerCheck. The information is provided for informational purposes only and does not constitute a recommendation or endorsement. Please conduct your own due diligence and consult with a qualified professional before making any investment decisions.

BrokerCheck data is used subject to the FINRA BrokerCheck Terms of Use. Found something inaccurate? Report inaccurate data and we will correct any error we introduced. Errors in the underlying BrokerCheck record itself are referred to FINRA, which maintains that record.

Financial Advisory Firms - Page 184 | AdvisorFinder