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Benjamin Patrick Seelaus

Investment Adviser Representative at SEELAUS ASSET MANAGEMENT, LLC

Chatham, NJCRD #4621898Dual-registered
No disclosures on record
Sourced from SEC IAPD & FINRA BrokerCheck
Years of Experience
20 yrs
States Registered
13 states
Exams Passed
8

Registrations & licenses

Registration type
Dual-registered
Registered in 13 states
FloridaMarylandMassachusettsMontanaNew JerseyNew MexicoNew YorkNorth CarolinaPennsylvaniaPuerto RicoTexasVirgin IslandsWashington
Examinations passed
Series 66
Uniform Combined State Law Examination
Passed 3/12/2015
Series 63
Uniform Securities Agent State Law Examination
Passed 7/11/2006
Series 99
Operations Professional Examination
Passed 1/2/2023
SIE
Securities Industry Essentials Examination
Passed 10/1/2018
Series 17
Limited Registered Representative Examination
Passed 5/4/2006
Series 7
General Securities Representative Examination
Passed 1/24/2003
Series 4
Registered Options Principal Examination
Passed 11/23/2020
Series 24
General Securities Principal Examination
Passed 9/26/2011

Approximate fees

Estimated from the firm's Form ADV — individual terms may differ. Not a quote.

Primary fee model
Assets Under Management (AUM)
Blended rate
0.015
Source

Seelaus Asset Management, LLC Form ADV Part 2A (Item 5), most recent annual amendment.

Employment history

Registration history as reported to FINRA, most recent first.

SEELAUS ASSET MANAGEMENT, LLCCurrent
9/21/2015Chatham, NJ
MORGAN STANLEY & CO. LLC
7/12/20108/27/2014New York, NY
J.P. MORGAN SECURITIES INC.
10/1/20086/17/2010New York, NY
J.P. MORGAN SECURITIES INC.
4/5/200710/1/2008New York, NY
HSBC SECURITIES (USA) INC.
5/5/20063/16/2007New York, NY
R. SEELAUS & CO.,INC.
1/28/20035/30/2003Chatham, NJ

Official records & sources

Data as of August 9, 2026 · Source: SEC IAPD & FINRA BrokerCheck

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About this profile

This profile was compiled and published by AdvisorFinder as editorial content using publicly available information from the SEC's IAPD database and FINRA BrokerCheck. Benjamin Patrick Seelaus has not reviewed, approved, or endorsed this profile and is not responsible for its accuracy. Regulatory records change over time — always verify the current record directly on BrokerCheck or SEC.gov before making any decision. AdvisorFinder may be compensated for referrals generated through this page.

Benjamin Patrick Seelaus - Financial Advisor in Chatham, NJ | AdvisorFinder